Associate Director, Internal Audit




New York, New York

Employment Type



A Global Alternative Asset Management Firm is expanding their Risk & Controls Department. This role will oversee a team that is going to be responsible for working alongside the Audit Department to implement Risk & Controls.

Job Description:

Compensation : $150000 - $160000
Job ID : 12581


  • Directly maintain a dynamic audit universe, providing updates to the risk assessment by identifying new activities and significant changes to the business areas.
  • Lead and perform formal audits identified by Internal Audit management across the full spectrum of the audit cycle of planning, fieldwork and reporting. This includes:
    • Identification and evaluation of key processes, risks and controls
    • Preparation of programs and other procedures to test controls
    • Preparation and communication of action plans to resolve any control deficiencies.
  • Preparation of key audit documents (e.g., audit announcement memos, planning documents, audit reports) for management review
  • Establish and continually build relationships with Business Management at all levels and be able to communicate effectively with business process owners.
  • Collaborate with others in Internal Audit and across the firm on risk and control related initiatives
  • Keep abreast of industry and product specific developments and raise any risk and control related topics of interest to Internal Audit Management.

Job Requirements:


  • The ideal candidate will have 6+ years of internal audit experience and have demonstrated a thorough understanding of complex financial services products and services
  • Ability to lead and execute successfully with minimal supervision
  • CIA certification is a plus but not required
  • Familiar with the legal and compliance frameworks of Registered Investment Advisors operating as Fund/Asset Managers subject to Securities and Exchange Commission (SEC) regulations
  • Proactive in completing projects, risk assessments, and action plans


Disclosure:  The hourly rates and/or salaries listed may or may not reflect total compensation packages including bonus and fringe benefits, etc., nor are the advertisement(s) posted a guarantee of a certain compensation package for a position or bona fide offer of employment.  All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, or protected veteran status and will not be discriminated against on the basis of disability.