AVP - Investment Advisory Compliance


Financial Services


New York, New York

Employment Type



Our client, a prestigious asset manager with over $80B of AUM is looking to hire an AVP to their Compliance team. The role will be diverse in responsibilities working on all aspects of compliance for the firm. The client is offering a hybrid schedule!

Compensation : $135000 - $160000
Job ID : 28590

Job Function:

  • Assist with the management of the firm's compliance policies and procedures overseeing testing and risk assessments
  • Provide strategic thought leadership on areas for advancement within the compliance function
  • Stay up to date on developments in regulatory guidelines to ensure proper adherence by the firm
  • Mentor junior team members and assist with ensuring their professional development and quality of work
  • Manage and coordinate the firm's outside compliance reviews

Job Requirements:

  • Approximately 6-8 years of Compliance experience from the Asset Management space
  • Experience with overseeing junior team members, but comfort also being hands on with team deliverables
  • Excellent communication skills, both written and verbal
  • Ability to manage the completion of simultaneous projects
  • Strong attention to detail

Disclosure: The hourly rates and/or salaries listed may or may not reflect total compensation packages including bonus and fringe benefits, etc., nor are the advertisement(s) posted a guarantee of a certain compensation package for a position or bona fide offer of employment. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, or protected veteran status and will not be discriminated against on the basis of disability.