Compliance Associate - Private Equity


Division

Financial Services

Location

New York, New York

Employment Type

Permanent



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A $20 Billion Private Equity firm in NYC is looking for an Associate to join its Compliance team. This Associate will report directly into the CCO and assist with building out the firm's compliance program.


Compensation : $125000 - $150000
Job ID : 28715

Job Function:

  • Assist the team with the Regulatory Reporting required by regulatory agencies
  • Perform forensic testing and surveillance activities  
  • Monitor personal trading and advise advise employees regarding company policies
  • Staying updated on securities laws and regulations


Job Requirements:

  • Bachelor’s degree
  • 2 to 5 years' of buyside compliance experience
  • Excellent communication and presentation skills
  • Exceptional attention to detail and organizational skills

 

Disclosure: The hourly rates and/or salaries listed may or may not reflect total compensation packages including bonus and fringe benefits, etc., nor are the advertisement(s) posted a guarantee of a certain compensation package for a position or bona fide offer of employment. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, or protected veteran status and will not be discriminated against on the basis of disability.

 

 

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28715