Compliance Manager, US


Division

Financial Services

Location

New York, New York

Employment Type

Permanent



SHARE THIS JOB
 

A $150B Multi-Strategy Investment Manager is looking for a Compliance Manager to help run their US Compliance function!

Job Description:


Compensation : $100000 - $150000
Job ID : 13617

 

This role will work closely with the US CCO and Head of Legal in a lean group, and partner with multiple other teams internally to help cover a variety of investment strategies and products from a compliance perspective. This person will help implement new policies, advise various business lines on the latest regulatory changes and help guide the strategic vision for the Compliance department.


Job Requirements:


 

  • 2 years of compliance experience at an asset manager.
  • Knowledge of the Investment Advisers Act of 1940.
  • Knowledge of CFTC/NFA, Investment Company Act of 1940, and/or FINRA requirements is a plus.
  • Series 7, 63, and 24 licenses (or ability to obtain within 12 months of employment).

 

Disclosure:  The hourly rates and/or salaries listed may or may not reflect total compensation packages including bonus and fringe benefits, etc., nor are the advertisement(s) posted a guarantee of a certain compensation package for a position or bona fide offer of employment.  All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, or protected veteran status and will not be discriminated against on the basis of disability.

 

#LI-BH1