Controller - Asset Management / Broker Dealer


Accounting + Finance


New York, New York

Employment Type



A prominent and growing  Asset Management/Broker Dealer is looking for an experienced Controller to join their team.

Compensation : $175000 - $250000
Job ID : 23862

Job Function:

  • Reporting  directly  to VP  with  a  dotted  line  to  the  CFO   (as  needed)  for  this  rapidly  growing  financial  services  organization  with  unlimited  opportunities   and  exposure  for  career  growth.

    • Responsible  for  the  product  related  items  of  the  month  end  close  process
    • Responsible  for  producing  daily  P&L  reporting  across  all  business  units
    • Role  is  heavy  on  product  and  business  controllership,  with  some  involvement  in  regulatory  and  corporate  accounting  items
    • Liaise  directly  with  the  business
    • Assist  with  parent  company  financial  reporting

Job Requirements:

  • Bachelor’s  Degree  in  Accounting  required  
  • 7+ years  of  relevant  broker‐dealer  industry  experience  required  
  • CPA   a  plus, Series 27 a plus
  • Knowledge  of  prime  brokerage,  proprietary  trading  and  securities  financing  a  plus
  • Knowledge  of  regulatory  reporting  including  15c3‐1  and  15c3‐3  requirements  a  plus

Disclosure: The hourly rates and/or salaries listed may or may not reflect total compensation packages including bonus and fringe benefits, etc., nor are the advertisement(s) posted a guarantee of a certain compensation package for a position or bona fide offer of employment. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, or protected veteran status and will not be discriminated against on the basis of disability.