Internal Audit SOX Director




New York, New York

Employment Type



A prominent Global Private Equity firm is looking to hire an Internal Audit leader to help build out its robust SOX program.

Job Description:

Compensation : $145000 - $165000
Job ID : 13619


  • Responsible for managing and execution of the firm-wide SOX program requirements
  • Perform financial statement risk assessment and evaluate scope
  • Design walkthroughs and operating effectiveness testing
  • Perform control testing and evaluate control deficiencies and remediation
  • Execute the quarterly SOX attestation and evaluate results
  • Prepare the firm-wide fraud risk assessment
  • Maintain SOX workflow tool and evaluate functionality enhancements
  • Coordinate with process owners to maintain control documentation and address issues
  • Prepare SOX status reporting for Audit Committee

Job Requirements:


  • 8+ years of experience in Internal Audit/SOX controls in a Financial Services industry
  • Degree in accounting, finance or related field is required
  • Extensive experience with financial reporting internal controls
  • Experience with COSO framework and applying the framework to support SOX compliance


Disclosure:  The hourly rates and/or salaries listed may or may not reflect total compensation packages including bonus and fringe benefits, etc., nor are the advertisement(s) posted a guarantee of a certain compensation package for a position or bona fide offer of employment.  All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, or protected veteran status and will not be discriminated against on the basis of disability.