Internal Wholesaler - Asset Manager


Financial Services


Westport, Connecticut

Employment Type



Our client in the Asset Management business is seeking to bring on a new sales professional to their already impressive team in Westport, CT. This Internal Wholesaler will be offered a competitive base salary plus quarterly bonuses, as well as the opportunity to join a great work culture!

Compensation : $65000 - $90000
Job ID : 29322

Job Function:

  • Partner with External Wholesaler to effectively execute a business plan to drive firm products and solutions to RIA’s within the Northeast Territory.
  • Maintain a high level of client connectivity.
  • Proactively position and differentiate the firm's investment products against competitor firms and products to RIAs
  • Build an efficient and thoughtful strategy to maximize engagement and influence
  • Expand existing client base by uncovering investment needs and presenting solutions
  • Identify and pursue new opportunities by client profiling, lead identification, and follow-up activity
  • Exhibit high-level market knowledge and ability to converse with financial advisors on investment solutions and current economic and market conditions
  • Embrace the firm’s commitment to the client experience and exceed client expectations
  • Partner with colleagues across the organization to improve the Client relationship


Job Requirements:

  • BA/BS degree or equivalent experience required
  • 2+ years of experience in mutual fund or brokerage industry required OR a strong interest in sales
  • Series 7 & 66 (63 & 65 in lieu) required or obtained within licensing time frame after hire
  • Knowledge of investment trends and advisor practices
  • Ability to work in team environment while being a driven self-starter
  • Desire to have a “Sales as a Destination” career with upward mobility in client facing sales roles
  • Clean U-4
Disclosure: The hourly rates and/or salaries listed may or may not reflect total compensation packages including bonus and fringe benefits, etc., nor are the advertisement(s) posted a guarantee of a certain compensation package for a position or bona fide offer of employment. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, or protected veteran status and will not be discriminated against on the basis of disability.