Senior Compliance Officer - Hedge Fund


Division

Financial Services

Location

New York, New York

Employment Type

Permanent



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A high growth multi-strategy hedge fund in New York City is looking to hire a Senior Compliance Officer to join its Trade Compliance team due to growth.


Compensation : $105000 - $115000
Job ID : 28148

Job Function:

  • This individual will be the main point person for the Trade Surveillance.
  • Provide Advisory Support for Trading Desk including Portfolio Managers
  • Work with Legal and other Compliance professional to respond to regulatory inquires and examinations.  
  • Assist with onboarding and training new PM's on firm Trade Compliance rules, Regs, and policies.

 



Job Requirements:

  • 5-10 Years Compliance experience with an RIA
  • Strong experience with Trade Compliance
  • Knowledge of a variety of Complex Derivatives, as well as both international and domestic securities.
  • Excellent communication skills
  • Bachelors Degree a must and an advanced degree (JD or MBA) are a plus.
  • Strong Excel Skills

Disclosure: The hourly rates and/or salaries listed may or may not reflect total compensation packages including bonus and fringe benefits, etc., nor are the advertisement(s) posted a guarantee of a certain compensation package for a position or bona fide offer of employment. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, or protected veteran status and will not be discriminated against on the basis of disability.

 

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28148