Job Order ID: 3426
Employment Type: Permanent
Job Location: Connecticut
Target Salary:

Job Function:

  • Prepare agenda, reports, and paperwork for client meetings
  • Service clients as it relates to planning, projects and compliance requirements
  • Work directly with advisor to execute trades in accounts
  • Support efforts to retain and build client relationships
  • Assist Senior Advisors in providing comprehensive wealth management and financial planning advice to clients
  • Review financial records such as income statements and balance sheets, etc.


  • General knowledge of investment markets
  • Aspirations to attain CFP or PFS
  • Series 65 (OR obtain within 3 months of employment)
  • 0 – 2 years’ experience in a client service capacity